Personnel Hong Kong SFC License Details (ID 88401)

Personnel Hong Kong SFC License Details (ID 88401)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	Rep	Dealing in futures contracts	2018-01-26	2024-06-30
	RO	Advising on securities	2017-03-01	2024-06-30
	RO	Dealing in securities	2017-03-01	2024-06-30
	RO	Advising on securities	2013-05-13	2017-02-28
	RO	Dealing in securities	2007-01-11	2017-02-28
CHINA SECURITIES HOLDINGS LIMITED	RO	Dealing in securities	2006-01-23	2006-06-07
WINGS SECURITIES (HK) LIMITED	RO	Dealing in securities	2005-05-30	2006-01-09
	Rep	Dealing in securities	2005-01-18	2005-05-30
ONSHINE SECURITIES LIMITED	Rep	Dealing in securities	2004-08-05	2004-11-08
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-04-27	2004-08-03
DRAKE &AMP; MORGAN LIMITED	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Advising on securities	-	2003-12-29
	Rep	Asset management	-	2003-12-29
	Rep	Dealing in securities	-	2004-04-15