Personnel Hong Kong SFC License Details (ID 88409)

Personnel Hong Kong SFC License Details (ID 88409)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2023-03-06	2023-04-26
	Rep	Dealing in securities	2023-03-06	2023-04-26
China Renaissance Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-11-14	2013-11-22
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2011-07-22	2012-03-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2011-03-22
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-06-09	2011-03-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-06-09	2011-03-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-06-09	2010-08-26