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Li, Nan (SFC:AVE780) 李南 Hong Kong SFC License Details (ID 88416)
Li, Nan (SFC:AVE780) 李南
SFC ID:
AVE780
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2013-12-04
2016-10-26
Rep
Dealing in securities
2013-12-04
2016-10-26
Mirae Asset Securities (HK) Limited
Rep
Advising on securities
2010-05-20
2013-04-10