| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2024-10-04 | - |
| Rep | Dealing in futures contracts | 2024-10-04 | - |
| RO | Advising on securities | 2019-01-22 | - |
| RO | Dealing in securities | 2019-01-22 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-01-21 | 2024-07-26 |
| Rep | Dealing in futures contracts | 2019-01-21 | 2024-07-26 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-11 | 2019-01-22 |
| EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2017-10-16 | 2018-09-30 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Dealing in securities | 2016-10-20 | 2016-12-08 |
| Rep | Dealing in securities | 2016-09-26 | 2016-10-20 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-05-06 | 2016-07-01 |
| Rep | Dealing in securities | 2013-05-06 | 2016-07-01 |
| Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-01-28 | 2013-04-10 |
| Virtu ITG Hong Kong Limited | Rep | Providing automated trading services | 2008-04-09 | 2009-12-10 |
| Rep | Dealing in securities | 2008-04-09 | 2009-12-10 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-27 | 2008-04-01 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-18 |
| Rep | Dealing in securities | 2003-04-01 | 2008-04-01 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-18 |
| Rep | Asset management | 2003-04-01 | 2003-10-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-11 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-18 |
| Rep | Asset management | 2003-04-01 | 2003-10-18 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-27 |