Personnel Hong Kong SFC License Details (ID 88431)

Personnel Hong Kong SFC License Details (ID 88431)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2026-05-26	-
Blue Lotus Capital Advisors Limited	RO	Advising on securities	2015-10-12	2026-04-10
China Renaissance Securities (Hong Kong) Limited	RO	Advising on securities	2012-12-04	2014-12-19
	Rep	Advising on securities	2012-10-26	2012-12-04
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2010-01-19	2012-07-25
MF Securities Hong Kong Limited	Rep	Advising on securities	2008-06-02	2009-12-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-07-19	2008-03-07
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-08-09	2005-04-11