| Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2011-07-22 | 2012-03-24 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-03-11 | 2011-07-10 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2007-06-05 | 2011-07-10 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-06-05 | 2011-07-10 |
| Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-24 |
| SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | - | 2003-07-16 |
| Rep | Advising on securities | - | 2003-07-16 |
| Rep | Asset management | - | 2003-07-16 |
| Rep | Dealing in securities | - | 2006-11-24 |
| SBI China Capital Securities Limited | Rep | Advising on corporate finance | - | 2003-07-16 |
| Rep | Advising on securities | - | 2003-07-16 |
| Rep | Asset management | - | 2003-07-16 |
| Rep | Dealing in securities | - | 2006-11-24 |