| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | RO | Advising on securities | 2025-03-11 | - |
| RO | Dealing in securities | 2025-03-11 | - | |
| Rep | Advising on securities | 2025-02-18 | 2025-03-11 | |
| Rep | Dealing in securities | 2025-02-18 | 2025-03-11 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2024-09-13 | 2024-12-06 |
| Rep | Dealing in securities | 2024-09-13 | 2024-12-06 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-02-21 | 2024-08-30 |
| RO | Dealing in securities | 2018-08-06 | 2024-08-30 | |
| Rep | Dealing in securities | 2015-04-27 | 2018-08-06 | |
| Japaninvest (Hong Kong) Limited | Rep | Advising on securities | 2013-07-08 | 2015-11-03 |
| Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2011-09-07 | 2013-04-10 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2007-03-19 | 2011-06-20 |
No HKMA registrations in the collected records.