Personnel Hong Kong SFC License Details (ID 88441)

Personnel Hong Kong SFC License Details (ID 88441)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	RO	Advising on securities	2025-03-11	-
	RO	Dealing in securities	2025-03-11	-
	Rep	Advising on securities	2025-02-18	2025-03-11
	Rep	Dealing in securities	2025-02-18	2025-03-11
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2024-09-13	2024-12-06
	Rep	Dealing in securities	2024-09-13	2024-12-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-02-21	2024-08-30
	RO	Dealing in securities	2018-08-06	2024-08-30
	Rep	Dealing in securities	2015-04-27	2018-08-06
Japaninvest (Hong Kong) Limited	Rep	Advising on securities	2013-07-08	2015-11-03
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2011-09-07	2013-04-10
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2007-03-19	2011-06-20