Personnel Hong Kong SFC License Details (ID 88443)

Personnel Hong Kong SFC License Details (ID 88443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2024-04-08	-
	Rep	Dealing in securities	2016-09-07	2021-10-26
OKASAN INTERNATIONAL (ASIA) LIMITED	RO	Advising on securities	2013-02-19	2014-08-31
	RO	Dealing in securities	2013-02-19	2014-08-31
	Rep	Advising on securities	2013-01-10	2013-02-19
	Rep	Dealing in securities	2013-01-10	2013-02-19
MUFG Securities Asia Limited	RO	Advising on securities	2010-12-31	2012-12-05
	RO	Dealing in securities	2010-12-31	2012-12-05
MUSHK Limited	Rep	Advising on securities	2009-03-16	2010-12-30
	Rep	Dealing in securities	2009-03-16	2010-12-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-28	2008-12-10
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-06-02	2008-12-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-02	2008-12-10
	Rep	Dealing in securities	2007-10-10	2008-09-08