Personnel Hong Kong SFC License Details (ID 88450)

Personnel Hong Kong SFC License Details (ID 88450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	RO	Advising on corporate finance	2011-11-10	2012-06-16
	RO	Advising on securities	2010-12-31	2012-06-16
	RO	Dealing in futures contracts	2010-12-31	2012-06-16
	RO	Dealing in securities	2010-12-31	2012-06-16
MUSHK Limited	RO	Advising on futures contracts	2010-04-09	2011-02-28
	RO	Dealing in futures contracts	2010-04-09	2011-02-28
	RO	Advising on securities	2009-10-16	2011-02-28
	RO	Dealing in securities	2009-10-16	2011-02-28
	Rep	Advising on securities	2009-08-17	2009-10-16
	Rep	Dealing in securities	2009-08-17	2009-10-16