Personnel Hong Kong SFC License Details (ID 88461)

Personnel Hong Kong SFC License Details (ID 88461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Dealing in securities	2016-05-03	2022-04-01
	Rep	Dealing in securities	2013-11-21	2016-05-03
MUFG Securities Asia Limited	Rep	Dealing in securities	2010-12-31	2012-03-06
MUSHK Limited	Rep	Dealing in securities	2010-06-28	2010-12-30
Credit Agricole Securities (Asia) Limited	RO	Dealing in securities	2003-12-24	2008-05-09
RBS Securities (Far East) Limited	RO	Dealing in securities	2003-12-24	2005-01-05
	Rep	Dealing in securities	-	2003-12-24