Personnel Hong Kong SFC License Details (ID 88473)

Personnel Hong Kong SFC License Details (ID 88473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2021-12-21	-
	Rep	Dealing in futures contracts	2021-12-21	-
	Rep	Dealing in securities	2021-12-21	-
Pinpoint Asset Management Limited	Rep	Asset management	2020-06-18	2021-12-08
Snow Lake Capital (HK) Limited	Rep	Asset management	2018-06-25	2020-03-10
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-03-10	2018-06-16
	Rep	Dealing in securities	2015-03-10	2018-06-16
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-03-10	2018-06-16
	Rep	Dealing in securities	2015-03-10	2018-06-16
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-11-14	2015-02-22
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-06-03	2015-02-22
MUFG Securities Asia Limited	Rep	Dealing in securities	2011-01-05	2012-12-05
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-06-25	2009-10-08