Personnel Hong Kong SFC License Details (ID 88476)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Advising on securities	2011-04-04	2012-07-10
	Rep	Dealing in securities	2011-04-04	2012-07-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-09-04	2009-06-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-11-23
	Rep	Asset management	-	2004-11-23
	Rep	Advising on futures contracts	-	2006-07-18
	Rep	Advising on securities	-	2006-07-18