Personnel Hong Kong SFC License Details (ID 88494)

Personnel Hong Kong SFC License Details (ID 88494)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maso Capital Partners Limited	Rep	Asset management	2023-02-17	2024-08-02
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2020-10-12	2021-11-16
	Rep	Dealing in securities	2020-10-12	2021-11-16
Templewater Hong Kong Limited	RO	Advising on securities	2015-07-28	2018-07-15
	RO	Dealing in securities	2014-01-21	2018-07-15
	Rep	Dealing in securities	2013-01-28	2014-01-21
	Rep	Advising on securities	2013-01-28	2015-07-28
MUFG Securities Asia Limited	Rep	Dealing in securities	2011-07-19	2012-07-04
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-31	2011-03-22
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2010-08-31	2011-03-22