Personnel Hong Kong SFC License Details (ID 8850)

Personnel Hong Kong SFC License Details (ID 8850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2009-04-09	2010-08-19
	RO	Advising on securities	2009-04-09	2010-08-19
	RO	Asset management	2009-04-09	2010-08-19
	RO	Advising on corporate finance	-	2004-03-08
	RO	Advising on futures contracts	-	2008-11-27
	RO	Advising on securities	-	2008-11-27
	RO	Asset management	-	2008-11-27
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	-	2004-03-08
	RO	Asset management	-	2004-03-08
	RO	Advising on corporate finance	-	2008-11-27
	RO	Dealing in securities	-	2008-11-27
CINDA INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	-	2004-03-08
	RO	Asset management	-	2004-03-08
	RO	Dealing in futures contracts	-	2008-11-27
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	Leveraged foreign exchange trading	-	2008-11-27