| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2016-12-13 | - |
| Rep | Asset management | 2016-12-13 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-11-04 | 2016-11-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2013-05-13 | 2014-10-26 |
| MUFG Securities Asia Limited | Rep | Advising on securities | 2011-06-21 | 2012-07-04 |
| CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2011-06-20 |
| CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-07-09 | 2010-11-16 |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-07-10 | 2010-06-28 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2009-07-14 |
| ICEA SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-02-12 | 2009-05-27 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2006-05-15 | 2007-01-29 |
No HKMA registrations in the collected records.