Personnel Hong Kong SFC License Details (ID 88516)

Personnel Hong Kong SFC License Details (ID 88516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on futures contracts	2012-12-31	2013-08-13
	Rep	Dealing in futures contracts	2011-04-20	2013-08-13
	RO	Dealing in futures contracts	2010-07-13	2011-04-20
	RO	Advising on securities	2010-07-13	2013-08-13
	RO	Asset management	2010-07-13	2013-08-13
	RO	Dealing in securities	2010-07-13	2013-08-13
	Rep	Advising on securities	2010-01-08	2010-07-13
	Rep	Asset management	2010-01-08	2010-07-13
	Rep	Dealing in futures contracts	2010-01-08	2010-07-13
	Rep	Dealing in securities	2010-01-08	2010-07-13
Rabo Brokerage HK Limited	RO	Dealing in securities	2007-09-12	2008-11-01