Personnel Hong Kong SFC License Details (ID 88522)

Personnel Hong Kong SFC License Details (ID 88522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shanggu Securities Limited	RO	Advising on corporate finance	2018-02-05	2024-04-17
	RO	Advising on securities	2018-02-05	2024-04-17
	RO	Dealing in securities	2018-02-05	2024-04-17
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-03-16	2016-06-22
	RO	Advising on corporate finance	2008-11-03	2016-06-22
	Rep	Dealing in securities	2008-09-01	2016-06-22
	Rep	Advising on corporate finance	2008-08-11	2008-11-03
MUSHK Limited	RO	Advising on corporate finance	2008-02-18	2008-06-07
ICEA CAPITAL LIMITED	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Advising on corporate finance	-	2005-11-16
	Rep	Dealing in securities	-	2005-11-16