Loo, Brian Yat Fung 盧一峰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-05-08	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-10-24	-
MIZUHO SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2007-02-26	2011-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-05-08	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-10-24	-
MIZUHO SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2007-02-26	2011-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.