Personnel Hong Kong SFC License Details (ID 88531)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-10-12	2015-12-14
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on securities	2008-06-23	2009-09-30
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2003-04-10	2004-11-16
	Rep	Advising on securities	2003-04-10	2008-05-30