Personnel Hong Kong SFC License Details (ID 88549)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-04-18	2012-01-13
	Rep	Dealing in securities	2011-04-18	2012-01-13
ORION INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-17	2011-03-31
	Rep	Dealing in securities	2009-11-17	2011-03-31
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2005-04-29	2009-04-24