Harris, David Anthony (SFC:ADZ065) Hong Kong SFC License Details (ID 88554)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on securities	2012-07-19	2013-10-31
	RO	Dealing in securities	2012-07-19	2013-10-31
	Rep	Advising on securities	2011-03-16	2012-07-19
	Rep	Dealing in securities	2009-09-21	2012-07-19
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2003-11-21	2004-02-21