Personnel Hong Kong SFC License Details (ID 88556)

Personnel Hong Kong SFC License Details (ID 88556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2018-06-26	2019-07-04
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2015-12-11	2018-01-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-08-11	2015-06-11
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-05-25	2011-08-05
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2010-05-25	2011-08-05
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2008-09-29	2010-03-22
	Rep	Dealing in securities	2008-09-29	2010-03-22