Personnel Hong Kong SFC License Details (ID 88558)

Personnel Hong Kong SFC License Details (ID 88558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Enlightenment Capital Investment Management Limited	RO	Asset management	2024-06-14	-
Carnegie Hill Capital Partners Limited	RO	Advising on securities	2022-08-22	2023-11-10
	RO	Asset management	2022-08-22	2023-11-10
	Rep	Dealing in securities	2022-08-22	2023-11-10
Sino-Ocean Investment Management Limited	RO	Advising on securities	2020-04-21	2021-10-01
	RO	Asset management	2020-04-21	2021-10-01
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on securities	2016-11-02	2019-02-18
	Rep	Advising on securities	2011-07-13	2016-11-02
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-07-06	2011-04-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-09-05	2010-05-04