Personnel Hong Kong SFC License Details (ID 88562)

Personnel Hong Kong SFC License Details (ID 88562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-07-17	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2025-07-17	-
	Rep	Dealing in futures contracts	2025-07-17	-
	Rep	Dealing in securities	2025-07-17	-
Macquarie Asia Securities Limited	Rep	Advising on securities	2021-12-09	2025-06-03
	Rep	Dealing in securities	2021-12-09	2025-06-03
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on securities	2019-09-17	2021-10-04
	RO	Dealing in securities	2019-09-17	2021-10-04
	Rep	Advising on securities	2017-07-20	2019-09-17
	Rep	Dealing in securities	2011-04-26	2019-09-17
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2008-11-18	2011-04-08