Lee, Simmy Sze Ming 李斯明

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-04-13	2013-07-19
	Rep	Dealing in securities	2011-04-13	2013-07-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-09-11	2010-11-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-12-14	2009-07-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-04-13	2013-07-19
	Rep	Dealing in securities	2011-04-13	2013-07-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-09-11	2010-11-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-12-14	2009-07-30