Personnel Hong Kong SFC License Details (ID 88579)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GPB Financial Services Hong Kong Limited	Rep	Advising on securities	2016-04-14	2019-01-07
	Rep	Dealing in securities	2016-04-14	2019-01-07
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2011-11-15	2015-10-16
	RO	Advising on securities	2011-11-15	2015-10-16
	RO	Dealing in securities	2011-11-15	2015-10-16
	Rep	Advising on corporate finance	2011-03-23	2011-11-15
	Rep	Advising on securities	2011-03-23	2011-11-15
	Rep	Dealing in securities	2011-03-23	2011-11-15