Personnel Hong Kong SFC License Details (ID 88587)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-07-06	2021-04-15
	Rep	Dealing in securities	2017-07-06	2021-04-15
	RO	Advising on securities	2014-05-14	2016-12-31
	Rep	Advising on securities	2010-08-16	2014-05-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2005-06-27	2005-09-01
	Rep	Dealing in securities	2005-06-27	2005-09-01