Personnel Hong Kong SFC License Details (ID 88588)

Personnel Hong Kong SFC License Details (ID 88588)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2013-05-20	2014-06-10
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-08-15	2012-10-18
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2009-06-15	2011-04-01
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2008-12-10
	Rep	Dealing in futures contracts	2008-11-06	2008-12-10
	Rep	Dealing in securities	2007-03-30	2008-12-10
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-03-30	2008-12-10
	Rep	Dealing in futures contracts	2007-03-30	2008-12-10