Personnel Hong Kong SFC License Details (ID 88589)

Personnel Hong Kong SFC License Details (ID 88589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED	RO	Asset management	2024-07-03	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-09-24	2018-03-16
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-09-24	2018-03-16
	Rep	Dealing in futures contracts	2015-09-24	2018-03-16
	Rep	Dealing in securities	2015-09-24	2018-03-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-07-22	2015-06-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-07-22	2015-06-23
	Rep	Dealing in securities	2013-07-22	2015-06-23
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2012-06-26	2013-07-19
	Rep	Dealing in securities	2011-05-06	2013-07-19
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2008-09-23	2010-07-22
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-10-04	2011-01-15
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-10-04	2010-07-22