Personnel Hong Kong SFC License Details (ID 88626)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
South China Investment Management Limited	RO	Asset management	2024-10-10	2024-11-07
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2024-10-10	2024-11-07
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2024-10-10	2024-11-07
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-10-23	2021-01-16
	RO	Asset management	2020-10-23	2021-01-16
	RO	Dealing in securities	2020-10-23	2021-01-16
Quam Securities Limited	RO	Advising on securities	2020-10-23	2024-05-03
	RO	Asset management	2020-10-23	2024-05-03
	RO	Dealing in securities	2020-10-23	2024-05-03
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-08-04	2020-10-23
	Rep	Asset management	2020-08-04	2020-10-23
	Rep	Dealing in securities	2020-08-04	2020-10-23
Quam Securities Limited	Rep	Advising on securities	2020-08-04	2020-10-23
	Rep	Asset management	2020-08-04	2020-10-23
	Rep	Dealing in securities	2020-08-04	2020-10-23
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-02-18	2020-06-30
	RO	Asset management	2016-02-18	2020-06-30
	RO	Dealing in securities	2016-02-18	2020-06-30
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	RO	Advising on securities	2011-04-14	2020-06-30
	RO	Asset management	2011-04-14	2020-06-30
	RO	Dealing in securities	2011-04-14	2020-06-30
MONEY CONCEPTS (ASIA) LIMITED	RO	Asset management	2007-06-12	2012-03-31
	RO	Advising on corporate finance	-	2005-12-07
	RO	Asset management	-	2005-12-07
	RO	Advising on securities	-	2012-03-31