Personnel Hong Kong SFC License Details (ID 88627)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	RO	Advising on securities	2021-10-28	2022-04-01
	RO	Asset management	2021-10-28	2022-04-01
	RO	Dealing in securities	2021-10-28	2022-04-01
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-10-28	2022-04-01
	RO	Asset management	2021-10-28	2022-04-01
	RO	Dealing in securities	2021-10-28	2022-04-01
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	Rep	Advising on securities	2021-10-05	2021-10-28
	Rep	Asset management	2021-10-05	2021-10-28
	Rep	Dealing in securities	2021-10-05	2021-10-28
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-10-05	2021-10-28
	Rep	Asset management	2021-10-05	2021-10-28
	Rep	Dealing in securities	2021-10-05	2021-10-28
	Rep	Advising on securities	2019-01-18	2020-08-15
	Rep	Asset management	2018-12-11	2020-08-15
	Rep	Dealing in securities	2018-12-11	2020-08-15
Keptain Securities and Asset Management Limited	Rep	Asset management	2013-08-26	2018-10-01
	Rep	Dealing in securities	2013-08-26	2018-10-01
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	RO	Advising on securities	2012-01-06	2013-07-01
	Rep	Advising on securities	2011-12-06	2012-01-06
	Rep	Asset management	2011-12-06	2013-07-01
	Rep	Dealing in securities	2011-12-06	2013-07-01
MONEY CONCEPTS (ASIA) LIMITED	RO	Advising on securities	2010-10-29	2011-11-21
	Rep	Asset management	2010-10-29	2011-11-21
	Rep	Advising on securities	2010-08-30	2010-10-29
GT ASSET &AMP; PORTFOLIO MANAGEMENT LIMITED	Rep	Advising on securities	2007-04-25	2010-07-25
MONEY CONCEPTS (ASIA) LIMITED	Rep	Advising on securities	2005-11-03	2006-12-18