Personnel Hong Kong SFC License Details (ID 88629)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2021-09-01	-
	Rep	Advising on corporate finance	2021-08-17	2021-09-01
ORIENT CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2020-06-02	2021-07-30
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2020-06-02	2021-07-30
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2020-03-26	2020-06-02
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-26	2020-06-02
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2019-12-11	2020-02-27
	Rep	Dealing in securities	2019-12-11	2020-02-27
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2016-02-18	2019-06-27
	RO	Dealing in securities	2016-02-18	2019-06-27
	Rep	Advising on corporate finance	2015-11-09	2016-02-18
	Rep	Dealing in securities	2015-11-09	2016-02-18
	Rep	Advising on securities	2015-11-09	2019-06-27
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-05-15	2014-11-01
	Rep	Dealing in securities	2014-05-15	2014-11-01
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2011-03-21	2013-12-06
	Rep	Advising on corporate finance	2010-07-12	2011-03-21
	Rep	Dealing in securities	2010-07-12	2013-12-06
BOCI ASIA LIMITED	RO	Advising on corporate finance	2006-12-27	2010-06-26
	Rep	Advising on corporate finance	2004-07-20	2006-12-27