Personnel Hong Kong SFC License Details (ID 88632)

Personnel Hong Kong SFC License Details (ID 88632)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-11-27	2025-06-30
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2017-11-27	2025-06-30
	Rep	Dealing in futures contracts	2017-11-27	2025-06-30
	Rep	Dealing in securities	2017-11-27	2025-06-30
	RO	Providing automated trading services	2013-07-23	2017-11-27
	RO	Dealing in futures contracts	2010-12-06	2017-11-27
Morgan Stanley Asia Limited	RO	Providing automated trading services	2010-10-20	2013-07-23
	RO	Dealing in securities	2010-10-20	2017-11-27
Morgan Stanley Hong Kong Futures Limited	RO	Providing automated trading services	2010-10-20	2010-12-06
	RO	Dealing in futures contracts	2010-10-20	2010-12-06
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2010-10-20	2017-11-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-04-19	2010-10-20
	Rep	Dealing in securities	2010-04-19	2010-10-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-04-19	2010-10-20
	Rep	Dealing in futures contracts	2010-04-19	2010-10-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-04-19	2010-10-20