Personnel Hong Kong SFC License Details (ID 88634)

Personnel Hong Kong SFC License Details (ID 88634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-09-22	2018-02-05
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2017-09-22	2018-02-05
	Rep	Dealing in futures contracts	2017-09-22	2018-02-05
	Rep	Dealing in securities	2017-09-22	2018-02-05
	RO	Providing automated trading services	2013-07-23	2017-09-22
	RO	Dealing in futures contracts	2010-11-30	2017-09-22
Morgan Stanley Asia Limited	RO	Advising on futures contracts	2006-04-07	2017-09-22
	RO	Providing automated trading services	2005-06-01	2013-07-23
	RO	Dealing in securities	2005-06-01	2017-09-22
Morgan Stanley Hong Kong Futures Limited	RO	Providing automated trading services	2005-06-01	2010-12-06
	RO	Dealing in futures contracts	2005-06-01	2010-12-06
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2005-06-01	2017-09-22
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2005-06-01
	Rep	Dealing in securities	-	2005-06-01
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2005-06-01
	Rep	Dealing in futures contracts	-	2005-06-01