Personnel Hong Kong SFC License Details (ID 88636)

Personnel Hong Kong SFC License Details (ID 88636)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on futures contracts	2011-08-26	2013-05-24
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2010-11-30	2013-05-24
Morgan Stanley Asia Limited	RO	Advising on securities	2010-02-26	2013-05-24
	RO	Providing automated trading services	2007-11-19	2013-05-24
	RO	Dealing in securities	2007-11-19	2013-05-24
Morgan Stanley Hong Kong Futures Limited	RO	Providing automated trading services	2007-11-19	2010-12-06
	RO	Dealing in futures contracts	2007-11-19	2010-12-06
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2007-11-19	2013-05-24
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-07-16	2007-11-19
	Rep	Dealing in securities	2007-07-16	2007-11-19
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-07-16	2007-11-19
	Rep	Dealing in futures contracts	2007-07-16	2007-11-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-07-16	2007-11-19