| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2013-07-23 | 2014-01-09 |
| RO | Dealing in futures contracts | 2010-12-06 | 2014-01-09 |
| Morgan Stanley Asia Limited | RO | Providing automated trading services | 2010-10-09 | 2013-07-23 |
| RO | Dealing in securities | 2010-10-09 | 2014-01-09 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2010-10-09 | 2010-12-06 |
| RO | Dealing in futures contracts | 2010-10-09 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2010-10-09 | 2014-01-09 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-08-25 | 2010-10-09 |
| Rep | Dealing in securities | 2005-08-25 | 2010-10-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-08-25 | 2010-10-09 |
| Rep | Dealing in futures contracts | 2005-08-25 | 2010-10-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-08-25 | 2010-10-09 |