| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2013-07-23 | 2013-12-31 |
| Morgan Stanley Asia Limited | RO | Providing automated trading services | 2011-03-08 | 2013-07-23 |
| RO | Asset management | 2011-03-08 | 2013-12-31 |
| RO | Dealing in securities | 2011-03-08 | 2013-12-31 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2011-03-08 | 2013-12-31 |
| RO | Dealing in securities | 2011-03-08 | 2013-12-31 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-08 |
| Morgan Stanley Asia Limited | Rep | Asset management | 2010-09-27 | 2011-03-08 |
| Rep | Providing automated trading services | 2010-09-27 | 2011-03-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-09-27 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2004-02-11 |
| Rep | Dealing in securities | - | 2011-03-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2004-02-11 |
| Rep | Dealing in futures contracts | - | 2010-12-06 |