Personnel Hong Kong SFC License Details (ID 88643)

Personnel Hong Kong SFC License Details (ID 88643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2014-07-10	-
	RO	Advising on futures contracts	2014-07-10	-
	RO	Asset management	2014-07-10	-
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2014-07-10	-
	RO	Providing automated trading services	2013-07-23	-
Morgan Stanley Asia Limited	RO	Advising on securities	2011-07-28	-
	RO	Providing automated trading services	2011-07-28	2013-07-23
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in securities	2011-07-28	-
Morgan Stanley Asia Limited	RO	Dealing in securities	2006-12-13	-
	RO	Advising on corporate finance	2006-12-13	2011-07-28
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2006-12-13
	Rep	Dealing in securities	2003-04-01	2006-12-13