Personnel Hong Kong SFC License Details (ID 88646)

Personnel Hong Kong SFC License Details (ID 88646)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2013-10-10	2017-07-21
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2017-07-21
	Rep	Dealing in securities	2013-07-05	2017-07-21
	Rep	Dealing in futures contracts	2010-12-06	2017-07-21
Morgan Stanley Asia Limited	RO	Dealing in securities	2010-10-11	2013-10-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-03-28	2010-12-06
	Rep	Dealing in futures contracts	2007-03-28	2010-12-06
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Dealing in securities	-	2010-10-11
	Rep	Providing automated trading services	-	2013-07-24