Personnel Hong Kong SFC License Details (ID 88650)

Personnel Hong Kong SFC License Details (ID 88650)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on futures contracts	2023-12-14	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2023-10-30
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-05-19	2010-12-06
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2006-09-22	2023-12-14
	RO	Advising on securities	2004-11-30	-
	RO	Dealing in securities	2004-11-30	2024-05-31
	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-11-30
	Rep	Dealing in securities	2003-04-01	2004-11-30