Personnel Hong Kong SFC License Details (ID 88665)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2014-04-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-04-12	2014-04-01
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-04-12	2010-12-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-08-05	2010-02-13
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-08-05	2010-02-13