Personnel SFC Licences and HKMA Registrations (ID 88667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mesirow Financial Hong Kong, Limited	RO	Dealing in securities	2012-06-05	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-28	2011-10-21
Aberdeen International Investment Management Limited	Rep	Advising on securities	2006-11-23	2007-09-10
	Rep	Dealing in securities	2006-11-23	2007-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.