Allen, Anthony Douglas

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-10-18	2017-03-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-10-18	2017-03-15
	Rep	Dealing in securities	2013-10-18	2017-03-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-07-18
	Rep	Dealing in securities	2009-06-11	2013-07-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-11-13	2013-07-18
	Rep	Providing automated trading services	2007-11-13	2013-07-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-11-13	2010-12-06
	Rep	Dealing in futures contracts	2007-11-13	2010-12-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-10-18	2017-03-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-10-18	2017-03-15
	Rep	Dealing in securities	2013-10-18	2017-03-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-07-18
	Rep	Dealing in securities	2009-06-11	2013-07-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-11-13	2013-07-18
	Rep	Providing automated trading services	2007-11-13	2013-07-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-11-13	2010-12-06
	Rep	Dealing in futures contracts	2007-11-13	2010-12-06