Personnel SFC Licences and HKMA Registrations (ID 88670)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on securities	2019-10-04	-
	RO	Dealing in securities	2014-12-19	-
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2014-12-19	-
	RO	Dealing in securities	2014-12-19	2016-04-14
	RO	Providing automated trading services	2014-12-19	2016-04-29
	Rep	Providing automated trading services	2013-07-24	2014-12-19
	Rep	Dealing in futures contracts	2010-12-06	2014-12-19
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2007-09-04	2009-06-02
	Rep	Advising on securities	2007-09-04	2009-06-02
	Rep	Providing automated trading services	2007-09-04	2013-07-24
	Rep	Dealing in securities	2007-09-04	2014-12-19
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-09-04	2010-12-06
	Rep	Dealing in futures contracts	2007-09-04	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-09-04	2014-12-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.