Ashworth, Simon Henry Charles (SFC:ATH999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-03-06	2018-06-04
	Rep	Dealing in futures contracts	2017-03-06	2018-06-04
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-09-01
	Rep	Dealing in futures contracts	2010-12-06	2015-09-01
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-07-08	2013-07-24
	Rep	Dealing in securities	2009-07-08	2015-09-01
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-07-08	2010-12-06
	Rep	Dealing in futures contracts	2009-07-08	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-07-08	2015-09-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-03-06	2018-06-04
	Rep	Dealing in futures contracts	2017-03-06	2018-06-04
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-09-01
	Rep	Dealing in futures contracts	2010-12-06	2015-09-01
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-07-08	2013-07-24
	Rep	Dealing in securities	2009-07-08	2015-09-01
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-07-08	2010-12-06
	Rep	Dealing in futures contracts	2009-07-08	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-07-08	2015-09-01