Personnel Hong Kong SFC License Details (ID 88683)

Personnel Hong Kong SFC License Details (ID 88683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	-
	Rep	Dealing in futures contracts	2010-12-06	-
	Rep	Dealing in securities	2010-01-12	-
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-12-10	2010-12-06
	Rep	Dealing in futures contracts	2007-12-10	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2013-07-24