Bagaman, Farrah

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2016-07-14	2026-02-27
	Rep	Advising on securities	2016-07-14	2026-02-27
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2026-02-27
	Rep	Dealing in futures contracts	2010-12-06	2026-02-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-06-28	2013-07-24
	Rep	Dealing in securities	2010-06-28	2026-02-27
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-06-28	2010-12-06
	Rep	Dealing in futures contracts	2010-06-28	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-06-28	2026-02-27
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-11-20	2010-03-26
	Rep	Dealing in securities	2009-10-20	2010-03-26
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-08-20	2009-10-13
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2005-12-01	2008-05-30
	Rep	Advising on securities	2004-04-14	2004-11-19
	Rep	Dealing in securities	2004-04-14	2008-05-30
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-12-09	2004-04-07
	Rep	Dealing in securities	2003-12-09	2004-04-07
ETRADE SECURITIES LIMITED	Rep	Advising on securities	2003-12-09	2004-04-07
	Rep	Dealing in securities	2003-12-09	2004-04-07
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-07-22
	Rep	Advising on securities	-	2003-07-22
	Rep	Providing automated trading services	-	2003-07-22
	Rep	Dealing in securities	-	2003-07-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2003-07-22
	Rep	Dealing in futures contracts	-	2003-07-22

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2016-07-14	2026-02-27
	Rep	Advising on securities	2016-07-14	2026-02-27
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2026-02-27
	Rep	Dealing in futures contracts	2010-12-06	2026-02-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-06-28	2013-07-24
	Rep	Dealing in securities	2010-06-28	2026-02-27
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-06-28	2010-12-06
	Rep	Dealing in futures contracts	2010-06-28	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-06-28	2026-02-27
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-11-20	2010-03-26
	Rep	Dealing in securities	2009-10-20	2010-03-26
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-08-20	2009-10-13
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2005-12-01	2008-05-30
	Rep	Advising on securities	2004-04-14	2004-11-19
	Rep	Dealing in securities	2004-04-14	2008-05-30
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-12-09	2004-04-07
	Rep	Dealing in securities	2003-12-09	2004-04-07
ETRADE SECURITIES LIMITED	Rep	Advising on securities	2003-12-09	2004-04-07
	Rep	Dealing in securities	2003-12-09	2004-04-07
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-07-22
	Rep	Advising on securities	-	2003-07-22
	Rep	Providing automated trading services	-	2003-07-22
	Rep	Dealing in securities	-	2003-07-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2003-07-22
	Rep	Dealing in futures contracts	-	2003-07-22