Personnel Hong Kong SFC License Details (ID 88693)

Personnel Hong Kong SFC License Details (ID 88693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2018-10-22	2022-12-30
	RO	Advising on securities	2018-10-22	2022-12-30
	RO	Dealing in securities	2018-10-22	2022-12-30
	Rep	Advising on corporate finance	2018-08-14	2018-10-22
	Rep	Advising on securities	2018-08-14	2018-10-22
	Rep	Dealing in securities	2018-08-14	2018-10-22
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2016-06-28	2018-06-22
	RO	Dealing in securities	2016-06-28	2018-06-22
	Rep	Advising on corporate finance	2010-08-30	2016-06-28
	Rep	Dealing in securities	2010-08-30	2016-06-28
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2006-04-07	2007-06-16