Personnel Hong Kong SFC License Details (ID 88695)

Personnel Hong Kong SFC License Details (ID 88695)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-06-01	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2017-06-01	-
	Rep	Dealing in futures contracts	2017-06-01	-
	Rep	Dealing in securities	2017-06-01	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2016-11-09
	Rep	Dealing in securities	2013-07-03	2016-11-09
	Rep	Dealing in futures contracts	2010-12-06	2016-11-09
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-04-19	2013-07-24
	Rep	Dealing in securities	2007-04-19	2016-11-09
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-04-19	2010-12-06
	Rep	Dealing in futures contracts	2007-04-19	2010-12-06