Personnel Hong Kong SFC License Details (ID 88704)

Personnel Hong Kong SFC License Details (ID 88704)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jane Street Asia Pacific Limited	Rep	Dealing in futures contracts	2024-08-06	-
	Rep	Dealing in securities	2024-08-06	-
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2020-08-19	-
	Rep	Dealing in securities	2020-08-19	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-03-18	2020-04-18
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-03-18	2020-04-18
	Rep	Dealing in securities	2019-03-18	2020-04-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-12-07	2014-03-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-12-07	2014-03-03
	Rep	Dealing in securities	2012-12-07	2020-04-18
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-07-10
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-04-30	2012-07-10
	Rep	Dealing in securities	2010-04-30	2012-07-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-04-30	2010-12-06
	Rep	Dealing in futures contracts	2010-04-30	2010-12-06